Hamilton U.S. Mid/Small-Cap
Financials ETF
Invest in a Higher Growth Category of U.S. Financials
Highlights
Top performing U.S. financials ETF in Canada in 2021 & 2022 *As at December 30, 2022
+16.89% annualized return since inception *As at November 30, 2023
U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials
Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization
Actively-managed by an experienced team of financial sector specialists
A GOOD FIT FOR INVESTORS WHO WANT
Strong growth potential
Exposure to companies in higher growth markets with M&A potential
High quality category with a strong performance history relative to large-cap financials
Diversified financials exposure including banks, wealth management, exchanges and other financials
FUND OBJECTIVE
HUM is designed to seek long-term returns from an actively managed equity portfolio of, primarily, United States-based mid and small-cap financial services companies.
Performance
- TICKER HUM
- NAV $26.17
- 1 DAY CHANGE +$0.25
- ASSETS $24.0M
Annualized Returns
- ticker 0.00%
- 1 month 11.39%
- 3 months 4.13%
- 6 months 20.60%
- year to date 4.50%
- 1 year -3.14%
- 3 years* 12.20%
- inception* 16.89%
- as of date 202300.00%
- Overview
- Distributions
- Documents
█ Insurance 20.0%
█ Banks 46.6%
█ REITs 0.0%
█ Other Financials 12.1%
| ticker | name | country | weight |
| WAL | Western Alliance Bancorp | United States | 3.4% |
| EWBC | East West Bancorp Inc | United States | 3.2% |
| BPOP | Popular Inc | Puerto Rico | 3.2% |
| CADE | Cadence Bank | United States | 3.1% |
| NDAQ | Nasdaq Inc | United States | 3.1% |
| HIG | Hartford Financial Services Gr | United States | 3.0% |
| VOYA | Voya Financial Inc | United States | 2.9% |
| RJF | Raymond James Financial Inc | United States | 2.9% |
| LPLA | LPL Financial Holdings Inc | United States | 2.8% |
| HWC | Hancock Whitney Corp | United States | 2.7% |
| Ticker | HUM (CAD) HUM.U (USD) |
| Exchange | Toronto Stock Exchange (TSX) |
| CUSIP | 407866102 |
| Inception Date | June 26, 2020 |
| Investment Style | Actively-managed |
| Assets | $24.0M CAD* |
| Current Annualized Yield | 1.58%* |
| Distributions | Quarterly |
| Management Fee | 0.75% |
| Risk Rating | Medium to High |
| Auditor | KPMG LLP |
| Legal Entity Identifier | 549300NSOHS453PTYY73 |
| Ex-Dividend Date | Paid | Frequency | Amount |
|---|---|---|---|
| 2023-09-28 | 2023-10-06 | Quarterly | $0.10 |
| 2023-06-29 | 2023-07-10 | Quarterly | $0.10 |
| 2023-03-30 | 2023-04-13 | Quarterly | $0.10 |
| 2022-12-29 | 2023-01-12 | Special (cash) | $0.47382 |
| 2022-12-29 | 2023-01-12 | Quarterly | $0.10 |
| 2022-09-28 | 2022-10-13 | Quarterly | $0.10 |
| 2022-06-29 | 2022-07-13 | Quarterly | $0.10 |
| 2022-03-30 | 2022-04-12 | Quarterly | $0.10 |
| 2021-12-30 | 2022-01-13 | Quarterly | $0.10 |
| 2021-09-28 | 2021-10-13 | Quarterly | $0.10 |
| 2021-06-29 | 2021-07-13 | Special (cash) | $0.25 |
| 2021-06-29 | 2021-07-13 | Quarterly | $0.10 |
| 2021-03-30 | 2021-04-13 | Quarterly | $0.07 |
| 2020-12-30 | 2021-01-13 | Quarterly | $0.07 |
You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.
Press Releases
View the latest HUM Press Releases
Fact Sheet
HUM Fact Sheet (2023-11-30) English Français
ETF Facts
HUM/HUM.U ETF Facts (2023-03-27) English Français
Prospectus
HUM/HUM.U Prospectus (2023-03-27) English Français
Financial Statements
Annual Financial Statements (2022-12-31) English Français
Interim Financial Statements (2023-06-30) English Français
Latest Portfolio Summary
Q3 2023 Portfolio Summary (2023-09-30) Download
Independent Review Committee
2022 Annual Report to Securityholders (2023-03-21) Download