Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a higher growth category of U.S. financials

NYSE with flag

Highlights:

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

Actively-managed by an experienced team of financial sector specialists

A GOOD FIT FOR INVESTORS WHO WANT:

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

Premium category of companies trading at attractive valuation discount to long-term average

Diversified financials exposure including banks, wealth management, exchanges and other financials

PORTFOLIO MANAGERS

Jennifer Mersereau, FSA, CFA, ACIARobert Wessel, CA, CFABabak Assadi, CFAAditi Thapliyal, CFA, MBA

Jennifer Mersereau, FSA, CFA, ACIA
Rob Wessel, CA, CFA
Babak Assadi, CFA
Aditi Thapliyal, CFA, MBA

Our portfolio management team is driven by top experts in the financial services sector who have over 60 years of combined experience

Performance

  • TICKER HUM
  • NAV $21.90
  • CHANGE -$0.47
  • ASSETS $38.7M

NAV History

As at December 31, 2020

  • Overview
  • Distributions
  • Documents

Sector Allocation

As at December 31, 2020

  Asset Mgmt, Invt Bank & Brokers 22.5%
  Insurance 13.1%
  Banks 53.5%
  REITs 1.7%
  Other 9.2%
  Cash 0.0%

Top Holdings

As at December 31, 2020

tickernamecountryweight
WALWestern Alliance BancorpUnited States3.8%
NDAQNasdaq IncUnited States3.3%
SIVBSVB Financial GroupUnited States3.1%
LPLALPL Financial HoldingsUnited States3.1%
LAZLazard LtdUnited States3.1%
RJFRaymond James FinancialUnited States3.1%
FHNFirst Horizon CorpUnited States2.9%
ACGLArch Capital GroupUnited States2.9%
VOYAVoya Financial IncUnited States2.8%
ALLYAlly Financial IncUnited States2.8%

Fund Details

 

All Hamilton ETFs are available on the Toronto Stock Exchange (TSX) and can be used in DRIP, RRSP, RRIF, DPSP, RDSP, RESP and TFSA portfolios.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$38.7M CAD*
Yield1.36%*
DistributionsQuarterly
EligibilityRRSP, DRIP, RRIF,
DPSP, RDSP,
RESP, TFSA
Management Fee0.75%
AdministratorHorizons ETFs Management (Canada) Inc.
AuditorKPMG LLP

Distributions

HUM distributions are paid monthly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF.
Ex-Dividend DatePaidFrequencyAmount
2020-12-302021-01-13Quarterly$0.07
2020-09-302020-10-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

Overview

HUM Highlights (2020-11-30) English Français

ETF Facts

HUM/HUM.U Fact Sheet (2020-05-11) English Français

Prospectus

HUM/HUM.U Prospectus (2020-05-11) English Français

Latest Portfolio Summary

Q3 2020 Portfolio Summary (2020-09-30) Download

Independent Review Committee

2019 Annual Report to Securityholders (2020-03-04) Download

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