Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a higher growth category of U.S. financials

NYSE with flag

Highlights:

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

Actively-managed by an experienced team of financial sector specialists

A GOOD FIT FOR INVESTORS WHO WANT:

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

Premium category of companies trading at attractive valuation discount to long-term average

Diversified financials exposure including banks, wealth management, exchanges and other financials

PORTFOLIO MANAGERS

Jennifer Mersereau, FSA, CFA, ACIARobert Wessel, CA, CFABabak Assadi, CFAAditi Thapliyal, CFA, MBA

Jennifer Mersereau, FSA, CFA, ACIA
Rob Wessel, CA, CFA
Babak Assadi, CFA
Aditi Thapliyal, CFA, MBA

Our portfolio management team is driven by top experts in the financial services sector who have over 60 years of combined experience

Performance

  • TICKER HUM
  • NAV $19.66
  • CHANGE +$0.27
  • ASSETS $33.3M
  • Overview
  • Distributions
  • Documents

Sector Allocation

As at October 31, 2020

  Banks 23.0%
  Insurance 16.7%
  Asset Mgmt, Invt Bank & Brokers 48.1%
  REITs 2.4%
  Other 9.8%
  Cash 0.1%

Top Holdings

As at October 31, 2020

tickernamecountryweight
NDAQNasdaq IncUnited States3.7%
FRCFirst Republic BankUnited States3.4%
WLTWWillis Towers WatsonUnited States3.3%
WALWestern Alliance BancorpUnited States3.2%
ARESAres Management CorpUnited States3.0%
HLIHoulihan Lokey IncUnited States3.0%
RJFRaymond James Financial IncUnited States3.0%
ACGLArch Capital Group LtdUnited States3.0%
LPLALPL Financial Holdings IncUnited States2.9%
SIVBSVB Financial GroupUnited States2.9%

Fund Details

 

All Hamilton ETFs are available on the Toronto Stock Exchange (TSX) and can be used in DRIP, RRSP, RRIF, DPSP, RDSP, RESP and TFSA portfolios.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$33.3M CAD*
Yield1.60%*
DistributionsQuarterly
EligibilityRRSP, DRIP, RRIF,
DPSP, RDSP,
RESP, TFSA
Management Fee0.75%
AdministratorHorizons ETFs Management (Canada) Inc.
AuditorKPMG LLP

Distributions

HUM distributions are paid monthly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF.
Ex-Dividend DatePaidFrequencyAmount
2020-09-302020-10-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

ETF Facts

HUM/HUM.U Fact Sheet (2020-05-11) English Français

Prospectus

HUM/HUM.U Prospectus (2020-05-11) English Français

Latest Portfolio Summary

Q3 2020 Portfolio Summary (2020-09-30) Download

Independent Review Committee

2019 Annual Report to Securityholders (2020-03-04) Download

Stay Informed!

We are Canada's leading specialists in the financials sector.
Subscribe to get notified of our latest insights, updates and upcoming events.