Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a higher growth category of U.S. financials

NYSE with flag

Highlights:

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

Actively-managed by an experienced team of financial sector specialists

+56.00% annualized return since inception *As at August 31, 2021

A GOOD FIT FOR INVESTORS WHO WANT:

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

High quality category with a strong performance history relative to large-cap financials

Diversified financials exposure including banks, wealth management, exchanges and other financials

PORTFOLIO MANAGERS

Jennifer Mersereau, FSA, CFA, ACIARobert Wessel, CA, CFABabak Assadi, CFAAditi Thapliyal, CFA, MBA

Jennifer Mersereau, FSA, CFA, ACIA
Rob Wessel, CA, CFA
Babak Assadi, CFA
Aditi Thapliyal, CFA, MBA

Our portfolio management team is driven by top experts in the financial services sector who have over 60 years of combined experience

Performance

  • TICKER HUM
  • NAV $26.06
  • CHANGE +$0.04
  • ASSETS $51.3M

Growth of $10,000 Invested

As at August 27, 2021

Returns

As at August 31, 2021

ticker 0.00%
1 month 5.18%
3 months 1.25%
6 months 13.21%
year to date 30.54%
1 year 60.41%
since inception annualized 56.00%
as of date 202100.00%
  • Overview
  • Distributions
  • Documents

Sector Allocation

As at August 31, 2021

  Asset Mgmt, Invt Bank & Brokers 23.4%
  Insurance 11.8%
  Banks 55.6%
  REITs 1.7%
  Other 7.3%
  Cash 0.3%

Top Holdings

As at August 31, 2021

tickernamecountryweight
WALWestern Alliance BancorpUnited States3.3%
PNFPPinnacle Financial PartnersUnited States3.3%
ALLYAlly Financial IncUnited States3.1%
RJFRaymond James Financial IncUnited States3.1%
NDAQNasdaq IncUnited States3.1%
ARESAres Management CorpUnited States3.0%
LPLALPL Financial Holdings IncUnited States2.9%
ACGLArch Capital Group LtdUnited States2.9%
FHNFirst Horizon CorpUnited States2.7%
CGCarlyle Group IncUnited States2.6%

Fund Details

 

All Hamilton ETFs are available for purchase on the Toronto Stock Exchange (TSX), and can be used in RRSP, RRIF, DPSP, RDSP, RESP and TFSA portfolios. To set up a DRIP, please contact your individual brokerage.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$51.3M CAD*
Yield1.52%*
DistributionsQuarterly
Management Fee0.75%
AdministratorHorizons ETFs Management (Canada) Inc.
AuditorKPMG LLP

Distributions

HUM distributions are paid monthly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF.
Ex-Dividend DatePaidFrequencyAmount
2021-06-292021-07-13Special$0.25
2021-06-292021-07-13Quarterly$0.10
2021-03-302021-04-13Quarterly$0.07
2020-12-302021-01-13Quarterly$0.07
2020-09-302020-10-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

Overview

HUM Highlights (2021-08-31) English Français

ETF Facts

HUM/HUM.U Fact Sheet (2021-05-10) English Français

Prospectus

HUM/HUM.U Prospectus (2021-05-10) English Français

Financial Statements

Interim Financial Statements (2021-06-30) English Français
Annual Financial Statements (2020-12-31) English Français

Latest Portfolio Summary

Q1 2021 Portfolio Summary (2021-03-31) Download

Independent Review Committee

2020 Annual Report to Securityholders (2021-03-04) Download

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