Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a Higher Growth Category of U.S. Financials

Highlights

Top performing U.S. financials ETF in Canada in 2021 & 2022 *As at December 30, 2022

+16.89% annualized return since inception *As at November 30, 2023

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

Actively-managed by an experienced team of financial sector specialists

A GOOD FIT FOR INVESTORS WHO WANT

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

High quality category with a strong performance history relative to large-cap financials

Diversified financials exposure including banks, wealth management, exchanges and other financials

FUND OBJECTIVE

HUM is designed to seek long-term returns from an actively managed equity portfolio of, primarily, United States-based mid and small-cap financial services companies.

Performance

  • TICKER HUM
  • NAV $26.17
  • 1 DAY CHANGE +$0.25
  • ASSETS $24.0M

Annualized Returns

As at November 30, 2023

  • ticker 0.00%
  • 1 month 11.39%
  • 3 months 4.13%
  • 6 months 20.60%
  • year to date 4.50%
  • 1 year -3.14%
  • 3 years* 12.20%
  • inception* 16.89%
  • as of date 202300.00%

Growth of $10,000 Invested

As at November 24, 2023

  • Overview
  • Distributions
  • Documents

Sector Allocation

As at November 30, 2023

  Asset Mgmt/Invt Bank & Brokers 21.3%
  Insurance 20.0%
  Banks 46.6%
  REITs 0.0%
  Other Financials 12.1%

Top Holdings

As at November 30, 2023

tickernamecountryweight
WALWestern Alliance BancorpUnited States3.4%
EWBCEast West Bancorp IncUnited States3.2%
BPOPPopular IncPuerto Rico3.2%
CADECadence BankUnited States3.1%
NDAQNasdaq IncUnited States3.1%
HIGHartford Financial Services GrUnited States3.0%
VOYAVoya Financial IncUnited States2.9%
RJFRaymond James Financial IncUnited States2.9%
LPLALPL Financial Holdings IncUnited States2.8%
HWCHancock Whitney CorpUnited States2.7%

Fund Details

 

All Hamilton ETFs are available for purchase on the Toronto Stock Exchange (TSX), and can be used in RRSP, RRIF, DPSP, RDSP, FHSA, RESP and TFSA portfolios. To set up a DRIP, please contact your individual brokerage.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$24.0M CAD*
Current Annualized Yield1.58%*
DistributionsQuarterly
Management Fee0.75%
Risk RatingMedium to High
AuditorKPMG LLP
Legal Entity Identifier549300NSOHS453PTYY73

Distributions

HUM distributions are paid quarterly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF. To set up a DRIP, please contact your individual brokerage. The annual tax information is available here.
Ex-Dividend DatePaidFrequencyAmount
2023-09-282023-10-06Quarterly$0.10
2023-06-292023-07-10Quarterly$0.10
2023-03-302023-04-13Quarterly$0.10
2022-12-292023-01-12Special (cash)$0.47382
2022-12-292023-01-12Quarterly$0.10
2022-09-282022-10-13Quarterly$0.10
2022-06-292022-07-13Quarterly$0.10
2022-03-302022-04-12Quarterly$0.10
2021-12-302022-01-13Quarterly$0.10
2021-09-282021-10-13Quarterly$0.10
2021-06-292021-07-13Special (cash)$0.25
2021-06-292021-07-13Quarterly$0.10
2021-03-302021-04-13Quarterly$0.07
2020-12-302021-01-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

Fact Sheet

HUM Fact Sheet (2023-11-30) English Français

ETF Facts

HUM/HUM.U ETF Facts (2023-03-27) English Français

Prospectus

HUM/HUM.U Prospectus (2023-03-27) English Français

Financial Statements

Annual Financial Statements (2022-12-31) English Français
Interim Financial Statements (2023-06-30) English Français

Latest Portfolio Summary

Q3 2023 Portfolio Summary (2023-09-30) Download

Independent Review Committee

2022 Annual Report to Securityholders (2023-03-21) Download

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