Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a Higher Growth Category of U.S. Financials

Highlights:

Top performing U.S. financials ETF in Canada in 2021 & 2022 *As at December 30, 2022

+21.59% annualized return since inception *As at December 30, 2022

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

Actively-managed by an experienced team of financial sector specialists

A GOOD FIT FOR INVESTORS WHO WANT:

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

High quality category with a strong performance history relative to large-cap financials

Diversified financials exposure including banks, wealth management, exchanges and other financials

PORTFOLIO MANAGERS

Jennifer Mersereau, FSA, CFA, ACIABabak Assadi, CFA

Jennifer Mersereau, FSA, CFA, ACIA
Babak Assadi, CFA
Rob Webb, CFA, MBA

Our portfolio management team is driven by top experts in the financial services sector who have over 50 years of combined experience

Performance

  • TICKER HUM
  • NAV $26.00
  • 1 DAY CHANGE +$0.19
  • ASSETS $44.7M

Annualized Returns

As at December 30, 2022

  • ticker 0.00%
  • 1 month -7.30%
  • 3 months 2.80%
  • 6 months 9.59%
  • year to date -10.62%
  • 1 year -10.62%
  • 2 years* 12.35%
  • inception* 21.59%
  • as of date 202200.00%

Growth of $10,000 Invested

As at December 30, 2022

  • Overview
  • Distributions
  • Documents

Sector Allocation

As at December 30, 2022

  Asset Mgmt/Invt Bank & Brokers 22.0%
  Insurance 16.2%
  Banks 48.7%
  REITs 2.1%
  Other Financials 11.0%

Top Holdings

As at December 30, 2022

tickernamecountryweight
ACGLArch Capital Group LtdBermuda4.7%
RJFRaymond James Financial IncUnited States3.6%
AJGArthur J Gallagher & CoUnited States3.3%
CADECadence BankUnited States3.2%
LPLALPL Financial Holdings IncUnited States3.2%
VOYAVoya Financial IncUnited States3.1%
CBOECboe Global Markets IncUnited States2.9%
PNFPPinnacle Financial PartnersUnited States2.9%
SNVSynovus Financial CorpUnited States2.9%
NDAQNasdaq IncUnited States2.8%

Fund Details

 

All Hamilton ETFs are available for purchase on the Toronto Stock Exchange (TSX), and can be used in RRSP, RRIF, DPSP, RDSP, RESP and TFSA portfolios. To set up a DRIP, please contact your individual brokerage.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$44.7M CAD*
Current Annualized Yield1.64%*
DistributionsQuarterly
Management Fee0.75%
Risk RatingMedium to High
AdministratorHorizons ETFs Management (Canada) Inc.
AuditorKPMG LLP
Legal Entity Identifier549300NSOHS453PTYY73

Distributions

HUM distributions are paid monthly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF. The annual tax information for 2021 is available here.
Ex-Dividend DatePaidFrequencyAmount
2022-12-292023-01-12Special (cash)$0.47382
2022-12-292023-01-12Quarterly$0.10
2022-09-282022-10-13Quarterly$0.10
2022-06-292022-07-13Quarterly$0.10
2022-03-302022-04-12Quarterly$0.10
2021-12-302022-01-13Quarterly$0.10
2021-09-282021-10-13Quarterly$0.10
2021-06-292021-07-13Special (cash)$0.25
2021-06-292021-07-13Quarterly$0.10
2021-03-302021-04-13Quarterly$0.07
2020-12-302021-01-13Quarterly$0.07
2020-09-302020-10-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

Fact Sheet

HUM Fact Sheet (2022-12-30) English Français

ETF Facts

HUM/HUM.U ETF Facts (2022-05-18) English Français

Prospectus

HUM/HUM.U Prospectus (2022-05-18) English Français

Financial Statements

Interim Financial Statements (2022-06-30) English Français
Annual Financial Statements (2021-12-31) English Français

Latest Portfolio Summary

Q3 2022 Portfolio Summary (2022-09-30) Download

Independent Review Committee

2021 Annual Report to Securityholders (2022-03-21) Download

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