Hamilton U.S. Mid/Small-Cap
Financials ETF

  • Ticker HUM

Invest in a Higher Growth Category of U.S. Financials

Highlights

Top performing U.S. financials ETF in Canada*Since inception on June 26, 2020, as at January 31, 2024. Based on a universe of eight U.S. financials ETFs that trade on the Toronto Stock Exchange.

+19.26% annualized return since inception *As at January 31, 2024

U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials

Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization

A GOOD FIT FOR INVESTORS WHO WANT

Strong growth potential

Exposure to companies in higher growth markets with M&A potential

High quality category with a strong performance history relative to large-cap financials

Diversified financials exposure including banks, wealth management, exchanges and other financials

FUND OBJECTIVE

HUM is designed to seek long-term returns from an actively managed equity portfolio of, primarily, United States-based mid and small-cap financial services companies.

Actively-managed by an experienced team of financial sector specialists

Performance

  • TICKER HUM
  • NAV $28.25
  • 1 DAY CHANGE +$0.09
  • ASSETS $26.6M

Total Returns (incl. Dividends)

As at January 31, 2024

  • ticker 0.00%
  • 1 month 0.84%
  • 3 months 22.95%
  • 6 months 11.93%
  • year to date 0.84%
  • 1 year 6.79%
  • 3 years* 12.30%
  • inception* 19.26%
  • as of date 202400.00%

Growth of $10,000 Invested

As at January 26, 2024

  • Overview
  • Distributions
  • Documents

Sector Allocation

As at January 31, 2024

  Asset Mgmt/Invt Bank & Brokers 21.9%
  Insurance 21.4%
  Banks 43.6%
  REITs 0.0%
  Other Financials 12.6%

Top Holdings

As at January 31, 2024

tickernamecountryweight
HIGHartford Financial Services GrUnited States3.2%
BPOPPopular IncPuerto Rico3.1%
ACGLArch Capital Group LtdBermuda3.1%
LPLALPL Financial Holdings IncUnited States3.0%
EWBCEast West Bancorp IncUnited States3.0%
NDAQNasdaq IncUnited States2.9%
WBSWebster Financial CorpUnited States2.8%
HWCHancock Whitney CorpUnited States2.8%
WRBW R Berkley CorpUnited States2.8%
ESNTEssent Group LtdUnited States2.8%

Fund Details

 

All Hamilton ETFs are available for purchase on the Toronto Stock Exchange (TSX), and can be used in RRSP, RRIF, DPSP, RDSP, FHSA, RESP and TFSA portfolios. To set up a DRIP, please contact your individual brokerage.
TickerHUM (CAD)
HUM.U (USD)
ExchangeToronto Stock Exchange (TSX)
CUSIP407866102
Inception DateJune 26, 2020
Investment StyleActively-managed
Assets$26.6M CAD*
Current Annualized Yield1.42%*
DistributionsQuarterly
Management Fee0.75%
Risk RatingMedium to High
AuditorKPMG LLP
Legal Entity Identifier549300NSOHS453PTYY73

Distributions

HUM distributions are paid quarterly in cash, or if the unitholder has enrolled in the dividend reinvestment plan (DRIP), reinvested in additional units of the ETF. To set up a DRIP, please contact your individual brokerage. The annual tax information is available here.
Ex-Dividend DatePaidFrequencyAmount
2023-12-282024-01-08Quarterly$0.10
2023-09-282023-10-06Quarterly$0.10
2023-06-292023-07-10Quarterly$0.10
2023-03-302023-04-13Quarterly$0.10
2022-12-292023-01-12Special (cash)$0.47382
2022-12-292023-01-12Quarterly$0.10
2022-09-282022-10-13Quarterly$0.10
2022-06-292022-07-13Quarterly$0.10
2022-03-302022-04-12Quarterly$0.10
2021-12-302022-01-13Quarterly$0.10
2021-09-282021-10-13Quarterly$0.10
2021-06-292021-07-13Special (cash)$0.25
2021-06-292021-07-13Quarterly$0.10
2021-03-302021-04-13Quarterly$0.07
2020-12-302021-01-13Quarterly$0.07

You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.

Press Releases

View the latest HUM Press Releases

Fact Sheet

HUM Fact Sheet (2024-01-31) English Français

ETF Facts

HUM/HUM.U ETF Facts (2023-03-27) English Français

Prospectus

HUM/HUM.U Prospectus (2023-03-27) English Français

Financial Statements

Annual Financial Statements (2022-12-31) English Français
Interim Financial Statements (2023-06-30) English Français

Latest Portfolio Summary

Q3 2023 Portfolio Summary (2023-09-30) Download

Independent Review Committee

2022 Annual Report to Securityholders (2023-03-21) Download

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