Hamilton U.S. Mid/Small-Cap
Financials ETF
Invest in a higher growth category of U.S. financials
Highlights:
+51.09% annualized return since inception *As at November 30, 2021
U.S. mid-cap financials was one of the best performing categories in the global financials sector over the past 20 years, materially outperforming large-cap financials
Investable universe of over 550 firms and more than US$1.6 trillion in market capitalization
Actively-managed by an experienced team of financial sector specialists
A GOOD FIT FOR INVESTORS WHO WANT:
Strong growth potential
Exposure to companies in higher growth markets with M&A potential
High quality category with a strong performance history relative to large-cap financials
Diversified financials exposure including banks, wealth management, exchanges and other financials
PORTFOLIO MANAGERS
Jennifer Mersereau, FSA, CFA, ACIA
Rob Wessel, CA, CFA
Babak Assadi, CFA
Aditi Thapliyal, CFA, MBA
Our portfolio management team is driven by top experts in the financial services sector who have over 60 years of combined experience
Performance
- TICKER HUM
- NAV $28.52
- CHANGE -$0.05
- ASSETS $57.5M
Annualized Returns
- ticker 0.00%
- 1 month -0.25%
- 3 months 6.72%
- 6 months 8.06%
- year to date 39.32%
- 1 year 49.20%
- inception* 51.09%
- as of date 202100.00%
- Overview
- Distributions
- Documents
█ Insurance 13.2%
█ Banks 54.8%
█ REITs 1.7%
█ Other 7.5%
| ticker | name | country | weight |
| WAL | Western Alliance Bancorp | United States | 3.2% |
| ACGL | Arch Capital Group Ltd | United States | 3.1% |
| RJF | Raymond James Financial Inc | United States | 3.1% |
| PNFP | Pinnacle Financial Partners In | United States | 3.0% |
| NDAQ | Nasdaq Inc | United States | 3.0% |
| LPLA | LPL Financial Holdings Inc | United States | 2.9% |
| CG | Carlyle Group Inc | United States | 2.7% |
| FHN | First Horizon Corp | United States | 2.7% |
| SBNY | Signature Bank | United States | 2.6% |
| ALLY | Ally Financial Inc | United States | 2.5% |
| Ticker | HUM (CAD) HUM.U (USD) |
| Exchange | Toronto Stock Exchange (TSX) |
| CUSIP | 407866102 |
| Inception Date | June 26, 2020 |
| Investment Style | Actively-managed |
| Assets | $57.5M CAD* |
| Yield | 1.42%* |
| Distributions | Quarterly |
| Management Fee | 0.75% |
| Administrator | Horizons ETFs Management (Canada) Inc. |
| Auditor | KPMG LLP |
| Ex-Dividend Date | Paid | Frequency | Amount |
|---|---|---|---|
| 2021-09-28 | 2021-10-13 | Quarterly | $0.10 |
| 2021-06-29 | 2021-07-13 | Special | $0.25 |
| 2021-06-29 | 2021-07-13 | Quarterly | $0.10 |
| 2021-03-30 | 2021-04-13 | Quarterly | $0.07 |
| 2020-12-30 | 2021-01-13 | Quarterly | $0.07 |
| 2020-09-30 | 2020-10-13 | Quarterly | $0.07 |
You can view public filings for the Hamilton U.S. Small/Mid-Cap Financials ETF (USD) on SEDAR.
Press Releases
View the latest HUM Press Releases
Fact Sheet
HUM Fact Sheet (2021-10-29) English Français
ETF Facts
HUM/HUM.U ETF Facts (2021-05-10) English Français
Prospectus
HUM/HUM.U Prospectus (2021-05-10) English Français
Financial Statements
Interim Financial Statements (2021-06-30) English Français
Annual Financial Statements (2020-12-31) English Français
Latest Portfolio Summary
Q3 2021 Portfolio Summary (2021-09-30) Download
Independent Review Committee
2020 Annual Report to Securityholders (2021-03-04) Download